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5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-11-28 |
| MN | RA | APPROVED | 2022-11-28 |
Branch Locations
5700 W. 112Th St. Ste. 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith, Schafer & Associates | Golden Valley | MN | 12/1994 | Present |
| Mariner Wealth Advisors-Ic, Llc | Overland Park | KS | 11/2022 | Present |
I am an Accountant and Shareholder for Smith, Schafer & Associates, Ltd., a regional CPA firm located at 7500 Highway 55, Ste. 350, Golden Valley, MN 55427. My duties include: serving on the Board of Directors, doing audits, reviews and compilations; preparation of individual, corporate, fiduciary and other tax returns; business and accounting consultation, and other accounting firm related functions. I have been with the firm since 1994 and have been a principal/shareholder since 2001. This activity is non investment-related. I spend a minimum of 170 hours per month on this activity, mostly during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
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