Robert James Travers

Current Employers

Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-04-02
SC	RA	APPROVED	2024-03-14
CA	RA	APPROVED	2024-01-02
AL	RA	APPROVED	2022-10-25
DC	RA	APPROVED	2022-02-16
FL	RA	APPROVED	2022-02-11
WI	RA	APPROVED	2021-12-02
AZ	RA	APPROVED	2021-06-15
TX	RA	APPROVED	2021-03-29
IN	RA	APPROVED	2021-01-04
IL	RA	APPROVED	2019-11-06

GA RA
APPROVED

Since 2024-04-02
SC RA
APPROVED

Since 2024-03-14
CA RA
APPROVED

Since 2024-01-02
AL RA
APPROVED

Since 2022-10-25
DC RA
APPROVED

Since 2022-02-16
FL RA
APPROVED

Since 2022-02-11
WI RA
APPROVED

Since 2021-12-02
AZ RA
APPROVED

Since 2021-06-15
TX RA
APPROVED

Since 2021-03-29
IN RA
APPROVED

Since 2021-01-04
IL RA
APPROVED

Since 2019-11-06

Branch Locations

15512 Cicero Ave Ste 105 & 106, Oak Forest, IL 60452 • United States

6020 East Fulton, Ada, MI 49301 • USA

13516 S. Parker Rd., Homer Glen, IL 60491 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy Investment Services	Peoria	IL	01/2016	10/2019
Woodbury Financial Services Inc	Peoria	IL	05/2016	02/2017
Lion Street Financial	Peoria	IL	02/2017	11/2019
Lion Street Advisors	Peoria	IL	02/2017	11/2019
Legacy Financial Services	Homer Glen	IL	11/2019	Present
Usa Financial Securities	Ada	MI	11/2019	Present

01/2016 → 10/2019

Legacy Investment Services

Peoria, IL
05/2016 → 02/2017

Woodbury Financial Services Inc

Peoria, IL
02/2017 → 11/2019

Lion Street Financial

Peoria, IL
02/2017 → 11/2019

Lion Street Advisors

Peoria, IL
11/2019 → Present

Legacy Financial Services

Homer Glen, IL
11/2019 → Present

Usa Financial Securities

Ada, MI

Previous Registrations

2017-02-01 → 2019-11-06

Lion Street Advisors, Llc

Peoria, IL
2016-10-05 → 2017-02-03

Woodbury Financial Services, Inc.

Peoria, IL

Other Businesses

1) TRAVERS FINANCIAL PLANNING, LLC - 1318 WEST BARRY AVENUE APT 3, CHICAGO IL 60657. START DATE 07/14/2025. SELL LIFE INSURANCE POLICIES TO FINANCIAL PLANNING CLIENTS. SOLE PROPRIETOR. INVESTMENT RELATED. 10 HOURS PER MONTH DEVOTED TO BUSINESS, 10 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 2) TRAVERS FINANCIAL PLANNING, LLC - 1318 WEST BARRY AVENUE APT 3, CHICAGO IL 60657. START DATE 07/14/2025. SELL MEDICARE SUPPLEMENT. PRESCRIPTION DRUG AND MEDICARE ADVANTAGE POLICIES TO FINANCIAL PLANNING CLIENTS. SOLE PROPRIETOR. NOT INVESTMENT RELATED. 10 HOURS PER MONTH DEVOTED TO BUSINESS, 10 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 3) LEGACY FINANCIAL SERVICES INC. - 13516 S PARKER RD, HOMER GLEN, IL 60491. START DATE 09/01/2019. FINANCIAL PLANNER. PARAPLANNING AND SUPPORT FOR CLIENT CASE WORK. RESEARCH OF INVESTMENT PRODUCTS, CLIENT CASE BUILDING IN PLANNING SOFTWARE, IN MEETING PRESENTATIONS. INVESTMENT RELATED. 160 HOURS PER MONTH DEVOTED TO BUSINESS. 160 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 4) WEALTH.COM - LEGACY FINANCIAL SERVICES, INC. - 15512 S CICERO AVE. STE 105-107, OAK FOREST, IL 60452. START DATE 11/03/2025. OWNER. OFFERING 3RD PARTY ACCESS TO ESTATE PLANNING. NOT INVESTMENT RELATED. 2 HOURS PER MONTH DEVOTED TO BUSINESS. 2 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-05

S66 Uniform Combined State Law Examination

2016-10-05

Designations

Other Names

Bob Travers
Bobby Travers
Robert Travers

View on SEC IAPD