Anish Gupta

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-07-21
DC	RA	APPROVED	2022-04-07
TX	RA	APPROVED_RES	2020-04-08
MD	RA	APPROVED	2017-09-28

WA RA
APPROVED

Since 2023-07-21
DC RA
APPROVED

Since 2022-04-07
TX RA
APPROVED_RES

Since 2020-04-08
MD RA
APPROVED

Since 2017-09-28

Branch Locations

7500 Old Georgetown Road 10Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Maryland College Park	College Park	MD	09/2013	06/2017
Morgan Stanley Smith Barney Llc	Bethesda	MD	02/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	10/2017	Present

09/2013 → 06/2017

University Of Maryland College Park

College Park, MD
02/2017 → Present

Morgan Stanley Smith Barney Llc

Bethesda, MD
10/2017 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-28

S66 Uniform Combined State Law Examination

2017-09-28

View on SEC IAPD

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Other Offices

LGG FINANCIAL · BETHESDA, MD

BLUE SPARROW FUNDS GP LLC · BETHESDA, MD

KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD

NOORDZEE CAPITAL LLC · BETHESDA, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD

HIGHTOWER ADVISORS, LLC · BETHESDA, MD

GOLDEN WEALTH STRATEGIES · Bethesda, MD

More in Bethesda, MD

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