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2437 Main Street, Santa Monica, CA 90405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Glendale | CA | 03/2016 | 07/2018 |
| Nylife Securities Llc | Glendale | CA | 05/2016 | 07/2018 |
| Fidelity Brokerage Services Llc | Woodland Hills | CA | 07/2018 | 08/2021 |
| Gerber Kawasaki Wealth & Investment Management | Santa Monica | CA | 01/2023 | Present |
| Unemployed | Santa Monica | CA | 09/2021 | 01/2023 |
Alignment LLC, position: Member. Cosmetic online retail sales of OrganiClear Acne Treatment Kit on website www.organiclear.com and Amazon.com. Start date 08/2014. Approximately 3-4 hours per month mostly overseeing / managing third party outsourced activities such as order fulfillment and marketing activities like pay-per-click advertising campaigns on Amazon. Zero hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-14 |
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