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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Oakland | CA | 03/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Oakland | CA | 03/2026 | Present |
| Unemployed | Lafayette | CA | 10/2025 | 02/2026 |
| Wells Fargo Bank, N.A. | Oakland | CA | 12/2012 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-15 |
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