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Holden C Hartmann

Morgan Stanley

Sherman Oaks, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
CA RA APPROVED 2018-02-15
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CA RA
    APPROVED
    Since 2018-02-15

Branch Locations

15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc San Francisco CA 10/2017 02/2018
Morgan Stanley Smith Barney Llc San Francisco CA 02/2016 07/2017
Morgan Stanley Smith Barney Llc Sherman Oaks CA 02/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2018 Present
  • 10/2017 → 02/2018
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
  • 02/2016 → 07/2017
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
  • 02/2018 → Present
    Morgan Stanley Smith Barney Llc
    Sherman Oaks, CA
  • 03/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
  • S66 Uniform Combined State Law Examination
    2018-02-15
Other Names
  • Holden Hartmann

View on SEC IAPD

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Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA
THE WEALTH CONSULTING GROUP · SHERMAN OAKS, CA

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