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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-04-22
  • NH RA
    APPROVED
    Since 2021-04-22

Branch Locations

686 Chestnut Street, Manchester, NH 03104-3009 • United States

Eldridge Investment Advisors Inc

686 Chestnut St, Manchester, NH 03104 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-01-10
  • NH RA
    APPROVED
    Since 2019-01-10

Branch Locations

686 Chestnut St, Manchester, NH 03104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Manchester NH 02/2017 01/2019
Stephen Eldridge & Company Manchester NH 06/2016 Present
Eldridge Investment Advisors Inc Manchester NH 02/2017 Present
Lpl Financial Manchester NH 01/2019 Present
Other Businesses

1) 01/27/2017 - Elbridge Investment Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 225 hr/mth 2) 01/27/2017 - Stephen Eldridge and Company - Third Party Administrator (TPA) - inv rel - at reported business location(s) - start: 6/1/2017. 3) 2/15/2017 - Elbridge Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 6/1/2017 - 225 Hours Per Month/9 Hours During Securities Trading - Time Spent 95% - I provide administrative support to Elbridge Investment Advisors, an independent investment advisor firm. I started this business activity in Feb, 2017. I expect to spend approximately 95% of time spent per month on this activity. Please see the advisory firm Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4) 07/28/2022 - Eldridge Investment Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 07/28/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2017-05-26

View on SEC IAPD

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