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Marissa L Carey

Morgan Stanley

Ithaca, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-23
VA RA APPROVED 2017-11-10
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • VA RA
    APPROVED
    Since 2017-11-10

Branch Locations

130 East Seneca Street Suite 500, Ithaca, NY 14850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochester NY 02/2016 08/2017
Morgan Stanley Smith Barney Llc Ithaca NY 08/2017 Present
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 02/2016 → 08/2017
    Lpl Financial Llc
    Rochester, NY
  • 08/2017 → Present
    Morgan Stanley Smith Barney Llc
    Ithaca, NY
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Marissa L Pike
  • Marissa Pike

View on SEC IAPD

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LPL FINANCIAL LLC
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STATE FARM INVESTMENT MANAGEMENT CORP.
EQUITABLE ADVISORS, LLC
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FINGERLAKES WEALTH MANAGEMENT, INC.

Other Investors

ANTHONY LAWRENCE LUBRINO
TAMMY JEAN KORPIPERKINS
CHRISTOPHER LUBRINO
SHARA GOLDBERG BARR
JOSEPH MICHAEL GUCCIONE
SHANE PATRICK O'NEILL
MOLLY ERIN O'NEILL
NELSON BRADFORD MEAD

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ITHACA, NY
CORNELL POCHILY INVESTMENT ADVISORS, INC. · ITHACA, NY
LPL FINANCIAL LLC · ITHACA, NY
EDWARD JONES · ITHACA, NY
LPL FINANCIAL LLC · ITHACA, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Ithaca, NY
EDWARD JONES · ITHACA, NY
EQUITABLE ADVISORS, LLC · ITHACA, NY

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