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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-23 |
| NY | RA | APPROVED | 2021-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Syracuse | NY | 05/2016 | Present |
| Principal Securities Inc | Syracuse | NY | 05/2016 | Present |
| Bethmann, Russell, Caron & Associates | Clay | NY | 08/2018 | 11/2019 |
| Legacy Financial Group And Associates | Clay | NY | 01/2023 | Present |
***Outside Insurance, Fixed life, Fixed Annuities, DI, 07/07/17.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-26 |
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