William Mcdowell Frasier

Current Employers

Oakworth Asset Management, Llc

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-07-03
AL	RA	APPROVED	2025-07-01
NC	RA	APPROVED	2025-07-01

TN RA
APPROVED

Since 2025-07-03
AL RA
APPROVED

Since 2025-07-01
NC RA
APPROVED

Since 2025-07-01

Branch Locations

5511 Virginia Way Ste. 110, Brentwood, TN 37027 • United States

6000 Fairview Road Suite 125, Charlotte, NC 28210 • United States

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities Inc	Birmingham	AL	11/2013	08/2019
Oakworth Capital Bank	Birmingham	AL	08/2019	Present
Oakworth Asset Management, Llc	Birmingham	AL	07/2025	Present

11/2013 → 08/2019

Proequities Inc

Birmingham, AL
08/2019 → Present

Oakworth Capital Bank

Birmingham, AL
07/2025 → Present

Oakworth Asset Management, Llc

Birmingham, AL

Previous Registrations

2013-11-13 → 2019-08-23

Concourse Financial Group Securities, Inc.

Birmingham, AL
2007-04-30 → 2013-11-13

Lpl Financial Llc

Birmingham, AL
2006-05-05 → 2006-12-18

First Command Brokerage Services, Inc.

Montgomery, AL

Birmingham, AL
2005-02-23 → 2006-03-29

Ameriprise Financial Services, Llc

Birmingham, AL

Other Businesses

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Director of Planning; 08/2019; 160 hours/month, 160 hours/month during securities trading hours; Director of Planning.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-22

S66 Uniform Combined State Law Examination

2005-02-22

Designations

Other Names

Mac Frasier

View on SEC IAPD