William Mcdowell Frasier

Employer firm

Oakworth Asset Management, LLC CRD 335388

$846M regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 08/2019
  Proequities Inc
  Birmingham, AL
• 08/2019 → Present
  Oakworth Capital Bank
  Birmingham, AL
• 07/2025 → Present
  Oakworth Asset Management, Llc
  Birmingham, AL

Previous Registrations

• 2013-11-13 → 2019-08-23
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
• 2007-04-30 → 2013-11-13
  Lpl Financial Llc
  Birmingham, AL
• 2006-05-05 → 2006-12-18
  First Command Brokerage Services, Inc.
  Montgomery, AL
  Birmingham, AL
• 2005-02-23 → 2006-03-29
  Ameriprise Financial Services, Llc
  Birmingham, AL

Other Businesses

Oakworth Capital Bank; Investment Related; At Reported Business Location; Bank; Director of Planning; 08/2019; 160 hours/month, 160 hours/month during securities trading hours; Director of Planning.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-22

Designations

• Certified Financial Planner

Other Names

• Mac Frasier