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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-06
TX RA APPROVED 2022-12-01
NJ RA APPROVED 2022-10-19
  • OH RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED
    Since 2022-12-01
  • NJ RA
    APPROVED
    Since 2022-10-19

Branch Locations

3029 W 117Th St, Cleveland, OH 44111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 02/2016 05/2017
Mcadam Llc Jersey City NJ 02/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton Junction NJ 04/2022 Present
Monroe Township Department Of Recreation Monroe Township NJ 06/2008 04/2021
Bank Of America Rocky Hill NJ 11/2017 04/2022
Bank Of America, N.A. Princeton Junction NJ 09/2022 Present
  • 02/2016 → 05/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2016 → 05/2017
    Mcadam Llc
    Jersey City, NJ
  • 04/2022 → Present
    Princeton Junction, NJ
  • 06/2008 → 04/2021
    Monroe Township Department Of Recreation
    Monroe Township, NJ
  • 11/2017 → 04/2022
    Bank Of America
    Rocky Hill, NJ
  • 09/2022 → Present
    Bank Of America, N.A.
    Princeton Junction, NJ
Other Businesses

I*1930295, Entity Type: For Profit, Name of OBA: Fortis Protection Group, Address: Monroe Twp, New Jersey 08831, Investment Related: No, Position, Title, Association: Employee, Employee Start Date: 07/27/2024, No Hours: 6, No Hours during trading: 0, Duties: Fortis Protection Group provides third party security at events. I will be working as security personnel. I*: 2463258 Entity Type: For Profit, Entity Publicly Traded Name of OBA: Target Address: Cleveland, OH 44111 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/19/2025 Number of Hours: 10 hrs wkly Number of Hours during trading: 0 Duties: Target on demand Guest advocate, cashier, food and beverage, fulfillment, food and beverage

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
S63 Uniform Securities Agent State Law Examination 2016-03-16
  • S66 Uniform Combined State Law Examination
    2022-10-17
  • S63 Uniform Securities Agent State Law Examination
    2016-03-16
Other Names
  • Vincent Peter Piro

View on SEC IAPD

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