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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
2102 Business Center Dr Suite 229, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Irivne | CA | 12/2016 | 08/2023 |
| New York Life Insurance Co | Irvine | CA | 02/2016 | 08/2023 |
| Eagle Strategies Llc | Huntington Beach | CA | 10/2020 | 08/2023 |
| Axiom Financial & Insurance Solutions | Huntington Beach | CA | 02/2021 | 08/2023 |
| The Prudential Insurance Company Of America | Irvine | CA | 08/2023 | Present |
| Pruco Securities, Llc | Irvine | CA | 08/2023 | 11/2024 |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1) 02/05/2025 - Cal Choice - Non-Variable Insurance - Brokering out Health Insurance to companies - INV Related - At Orange, CA - Start Date 02/06/2025 - 10hrs/mth - 10hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 08/25/2025-Marsh McLennan-Insurance agent-Non-Variable Insurance-Inv related-At Irvine, CA-Start date 08/25/2025-4hrs/mth-4hrs/mth during trading 4) 06/02/2026-A Blancq Canvas Wealth Management-Founder Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/30/2026-50hrs/mth-26hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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