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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Manchester | NH | 04/2021 | Present |
| Mass Mutual Life Insurance Conpany | Manchester | NH | 10/2020 | Present |
| Baystate Financial | Manchester | NH | 08/2020 | Present |
| Nh Jr. Monarchs | Hooksett | NH | 08/2020 | 01/2021 |
| Vapotherm | Exeter | NH | 04/2020 | 06/2020 |
| Sydney Bears | Sydney | 05/2019 | 09/2019 | |
| Amals Sk | Amal | 09/2019 | 03/2020 | |
| Northwestern Mutual | Manchester | NH | 02/2016 | 02/2018 |
| Southern New Hampshire University | Manchester | NH | 01/2014 | 05/2019 |
| Unemployed | Hooksett | NH | 03/2020 | 04/2020 |
(1)NAME: CHRISTOPHER MOQUIN INV REL: Y ADDR: 814 ELM ST. #201 MANCHESTER, NH 03101 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/20/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, HEALTH, GROUP BENEFITS, GROUP LIFE, AND GROUP DISBILITY (2)NAME: CHRISTOPHER MOQUIN INV REL: N ADDR: 600 QUALITY DRIVE, HOOKSET, NH 03106 NATURE: SPORTS OFFICIAL POSITION: HOCKEY COACH START DATE: 09/05/2024 NO. HR/MO: 125 NO. HR/MO DURING SEC TRADING: 16
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-25 |
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