Brian Nixon

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-24
CT	RA	APPROVED	2024-01-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
State Street Global Advisors Funds Distributors, Llc	Boston	MA	09/2017	03/2020
State Street Global Advisors Trust Company	Boston	MA	09/2017	03/2020
Brown Brothers Harriman & Co.	Boston	MA	02/2016	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newton	MA	03/2020	01/2023
Bank Of America, N.A.	Newton	MA	06/2020	01/2023
First Republic Securities Company, Llc	Wellesley	MA	01/2023	09/2023
First Republic Investment Management, Inc	Wellesley	MA	01/2023	Present
J.P. Morgan Securities Llc	Wellesley	MA	09/2023	Present
Jp Morgan Chase Bank, N.A.	Wellesley Hills	MA	10/2023	Present

09/2017 → 03/2020

State Street Global Advisors Funds Distributors, Llc

Boston, MA
09/2017 → 03/2020

State Street Global Advisors Trust Company

Boston, MA
02/2016 → 08/2017

Brown Brothers Harriman & Co.

Boston, MA
03/2020 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newton, MA
06/2020 → 01/2023

Bank Of America, N.A.

Newton, MA
01/2023 → 09/2023

First Republic Securities Company, Llc

Wellesley, MA
01/2023 → Present

First Republic Investment Management, Inc

Wellesley, MA
09/2023 → Present

J.P. Morgan Securities Llc

Wellesley, MA
10/2023 → Present

Jp Morgan Chase Bank, N.A.

Wellesley Hills, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-29
S63	Uniform Securities Agent State Law Examination	2017-10-26

Other Firms