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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-08-30
TX RA APPROVED_RES 2020-10-30
MO RA APPROVED 2018-11-02
  • DC RA
    APPROVED
    Since 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2020-10-30
  • MO RA
    APPROVED
    Since 2018-11-02

Branch Locations

3610 Buttonwood Dr, Columbia, MO 65201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Columbia MO 03/2016 Present
Thrivent Financial Appleton WI 08/2016 Present
Other Businesses

ALIVE IN CHRIST POSITION: Elder NATURE: My home church. I have been asked to be an elder. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 201 Southampton Dr, Columbia MO 65203, United States DESCRIPTION: Meet monthly with elders. Pray for members of the church and staff.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-19
S63 Uniform Securities Agent State Law Examination 2016-05-25
  • S65 Uniform Investment Adviser Law Examination
    2017-01-19
  • S63 Uniform Securities Agent State Law Examination
    2016-05-25

View on SEC IAPD

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