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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Yardley | PA | 08/2016 | 08/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 02/2018 | 08/2019 |
| Unemployed | Yardley | PA | 09/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 10/2019 | 10/2021 |
| Fidelity Investments | Yardley | PA | 10/2021 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2022 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Edison | NJ | 11/2024 | Present |
| Unemployed | Iselin | NJ | 10/2022 | 10/2022 |
| J.P. Morgan Securities Llc | Edison | NJ | 11/2024 | Present |
| Unemployed | Yardley | PA | 07/2016 | 07/2016 |
| Unemployed | Yardley | PA | 09/2019 | 09/2019 |
| Morgan Stanley Smith Barney Llc | Newton | PA | 03/2016 | 06/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-05 |
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