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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2016 | 01/2017 |
| Saperston Asset Management, Inc. | Hamburg | NY | 01/2017 | 09/2018 |
| Morgan Stanley | Buffalo | NY | 09/2018 | 01/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 01/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 01/2023 | Present |
| Bank Of America, N.A. | Buffalo | NY | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-17 |
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