Matthew Jon Swango

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2016
  University Of Texas At Arlington
  Arlington, TX
• 02/2016 → 02/2017
  Jp Morgan Securities Llc
  Colleyville, TX
• 02/2016 → 02/2017
  Jpmorgan Chase Bank Na
  Colleyville, TX
• 03/2017 → 11/2018
  Edward Jones
  St. Louis, MO
• 12/2018 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2017-06-06 → 2018-11-21
  Edward Jones
  Haltom City, TX
  St Louis, MO
  Fort Worth, TX
  Colleyville, TX

Exams

• S66 Uniform Combined State Law Examination
  2017-04-28
• S63 Uniform Securities Agent State Law Examination
  2016-03-18