Michael John Gergen

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-02-26
VI	RA	APPROVED	2016-07-25
MN	RA	APPROVED	2016-04-29

TX RA
APPROVED

Since 2018-02-26
VI RA
APPROVED

Since 2016-07-25
MN RA
APPROVED

Since 2016-04-29

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Edina	MN	08/2016	Present
City National Bank	Edina	MN	10/2016	Present

08/2016 → Present

Rbc Capital Markets, Llc

Edina, MN
10/2016 → Present

City National Bank

Edina, MN

Other Businesses

(1) Manage Family Farmland. Managing Partner 1349 High Point Court Hastings, MN 55033 15 hours per year are spent on the business Land is currently being rented and farmed by a tenant. (2) NAME OF ENTITY: Jack Jablonski Foundation ADDRESS: 1820 Old Highway 8 NW, #13, New Brighton, MN 55112 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Mar 01, 2026 CAPACITY: Board of Directors DUTIES: Raising awareness of paralysis and spinal injuries HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-29

S66 Uniform Combined State Law Examination

2016-04-29

Other Names

Michael Gergen

View on SEC IAPD