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Katrina Deanne Ellis

Wells Fargo Advisors Financial Network, LLC

Altoona , IA

Bethesda, MD

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-11
IA RA APPROVED 2026-05-19
TX RA APPROVED 2022-10-19
MD RA APPROVED 2022-07-25
  • FL RA
    APPROVED
    Since 2026-08-11
  • IA RA
    APPROVED
    Since 2026-05-19
  • TX RA
    APPROVED
    Since 2022-10-19
  • MD RA
    APPROVED
    Since 2022-07-25

Branch Locations

Altoona , IA • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Mclean VA 03/2015 07/2022
Wells Fargo Advisors Financial Network, Llc Bethesda MD 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Katrina Smith
  • Katrina Deanne Smith
  • Katrina Deanne Ellis
  • Katrina Ellis

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Altoona, IA
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INTEGRITY ALLIANCE, LLC. · Altoona, IA
LPL ENTERPRISE, LLC · ALTOONA, IA
EDWARD JONES · ALTOONA, IA
J.P. MORGAN SECURITIES LLC · Altoona, IA
EDWARD JONES · BONDURANT, IA
EDWARD JONES · Bondurant, IA

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