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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Salinas | CA | 01/2016 | 10/2018 |
| Jpmorgan Chase Bank | Salinas | CA | 01/2016 | 10/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 11/2018 | 01/2019 |
| Monterey Credit Union | Monterey | CA | 10/2018 | 11/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 01/2019 | 03/2019 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2019 | 03/2019 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2019 | 02/2019 |
| Edward Jones | St Louis | MO | 05/2019 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Watsonville | CA | 10/2019 | 09/2022 |
| Bank Of America, N.A. | Watsonville | CA | 10/2019 | 09/2022 |
| Unemployed | Salinas | CA | 02/2019 | 05/2019 |
| Unemployed | Salinas | CA | 07/2019 | 10/2019 |
| Unemployed | Salinas | CA | 09/2022 | 12/2022 |
| Fidelity Investments | Vancouver | WA | 12/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-10 |
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