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Stanley Sroufe Barnes

Sei Investments Management Corp

Seattle, WA

Oaks, PA

CRD 6611216

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Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-01
ID RA APPROVED 2025-07-01
NY RA APPROVED 2025-07-01
OR RA APPROVED 2025-07-01
PA RA APPROVED 2025-06-30
WA RA APPROVED 2025-06-30
  • CA RA
    APPROVED
    Since 2025-07-01
  • ID RA
    APPROVED
    Since 2025-07-01
  • NY RA
    APPROVED
    Since 2025-07-01
  • OR RA
    APPROVED
    Since 2025-07-01
  • PA RA
    APPROVED
    Since 2025-06-30
  • WA RA
    APPROVED
    Since 2025-06-30

Branch Locations

Seattle, WA • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lesa Sroufe & Co Seattle WA 06/2016 07/2021
Pacific Portfolio Consulting, Llc Camas WA 07/2021 05/2023
Cutler Investment Counsel, Llc Bellevue WA 05/2023 05/2025
Sei Investments Oaks PA 06/2025 Present
  • 06/2016 → 07/2021
    Lesa Sroufe & Co
    Seattle, WA
  • 07/2021 → 05/2023
    Pacific Portfolio Consulting, Llc
    Camas, WA
  • 05/2023 → 05/2025
    Cutler Investment Counsel, Llc
    Bellevue, WA
  • 06/2025 → Present
    Sei Investments
    Oaks, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-04
  • S65 Uniform Investment Adviser Law Examination
    2016-03-04
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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