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Norman Kenneth Ferrando

Morgan Stanley

Palo Alto, CA

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-15
CA RA APPROVED 2020-09-29
  • TX RA
    APPROVED_RES
    Since 2025-03-15
  • CA RA
    APPROVED
    Since 2020-09-29

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Walnut Creek CA 02/2016 09/2020
Charles Schwab Bank Walnut Creek CA 05/2017 09/2020
Morgan Stanley Smith Barney Llc Palo Alto CA 09/2020 Present
  • 02/2016 → 09/2020
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
  • 05/2017 → 09/2020
    Charles Schwab Bank
    Walnut Creek, CA
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Palo Alto, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
  • S66 Uniform Combined State Law Examination
    2016-05-27
Other Names
  • Ken Ferrando

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
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