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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-26 |
| ND | RA | APPROVED | 2017-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | West Fargo | ND | 02/2016 | Present |
| Mml Investors Services, Llc | West Fargo | ND | 05/2016 | Present |
(1)Name: Brock Tallakson Inv rel: Y Add: 5195 45th St. South Suite 200 Fargo, ND. 58104 Nature: Life and health insurance sales Position: Sales, agent Start date: 6/13/16 No. HR/MO: 10 No. HR/MO during sec trading: 10 (2) Name: Brock Tallakson Inv rel: N Add: 5455 33rd Ave. S Fargo, ND. 58103 Nature: Uber driver Position: Driver Start date: 5/2018 No. HR/MO: 15 No. HR/MO during sec trading: 0 (3)Name: Tallakson Property Group LLC Inv rel: Y Add: 3925 4th St E, West Fargo, ND 58078 Nature: Rental Income; Office Space Position: Landlord Start date: 03/25/2022 No. HR/MO: 5 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-30 |
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