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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-17
NJ RA APPROVED 2018-05-30
  • TX RA
    APPROVED_RES
    Since 2025-04-17
  • NJ RA
    APPROVED
    Since 2018-05-30

Branch Locations

1967 Highway 34 Building C, Suite 201, Wall, NJ 07719 • United States

215 Morris Avenue Suite 2, Spring Lake, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northstar Resource Group Philadelphia PA 02/2016 10/2017
Minnesota Life Insurance Co St Paul MN 02/2016 10/2017
Securian Financial Services Inc St Paul MN 02/2016 10/2017
Garden State Securities, Inc. Red Bank NJ 10/2017 03/2018
Unemployed Spring Lake NJ 04/2018 05/2018
Axa Advisors, Llc New York NY 05/2018 06/2020
Equitable Advisors, Llc New York NY 05/2018 Present
  • 02/2016 → 10/2017
    Northstar Resource Group
    Philadelphia, PA
  • 02/2016 → 10/2017
    Minnesota Life Insurance Co
    St Paul, MN
  • 02/2016 → 10/2017
    Securian Financial Services Inc
    St Paul, MN
  • 10/2017 → 03/2018
    Garden State Securities, Inc.
    Red Bank, NJ
  • 04/2018 → 05/2018
    Unemployed
    Spring Lake, NJ
  • 05/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2018 → Present
    New York, NY
Previous Registrations
Other Businesses

01/01/2019-Modern Tax Advisors, LLC, 215 Morris Avenue, Unit 2, Spring Lake, NJ 07762, tax preparer, 25 hrs/month, $50,000 annual comp; 1/31/21 - owner of rental property, Bawnboy Holdings Inc. 215 Morris Avenue, Suite 2, Spring Lake NJ 07762, 2 hours/month, $1000/year; 10/01/2023, Manasquan AYF, 195 Broad St, Manasquan, NJ 08736, Treasurer for youth football league, 2 hrs/month, $0 comp; Outside Insurance Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2016-08-08

View on SEC IAPD

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