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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-04-16
  • SC RA
    APPROVED
    Since 2021-04-16

Branch Locations

67 Towne Drive, Bluffton, SC 29910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adam Hess - Thrivent Financial Savannah GA 06/2016 06/2019
Thrivent Investment Management Inc Savannah FL 06/2017 06/2019
Thrivent Financial Appleton WI 06/2016 06/2019
Td Ameritrade, Inc. Omaha NE 06/2019 01/2021
Charles Schwab & Co., Inc. Bluffton SC 04/2021 Present
Previous Registrations
  • 2019-06-28 → 2021-01-11
    Td Ameritrade, Inc.
    Savannah, GA
  • 2019-06-28 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Savannah, GA
  • 2017-07-17 → 2019-06-28
    Heathrow, FL
    Savannah, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-21
  • S66 Uniform Combined State Law Examination
    2017-06-21
Other Names
  • Benjamin Wright Witcher
  • Ben Witcher

View on SEC IAPD

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