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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adam Hess - Thrivent Financial | Savannah | GA | 06/2016 | 06/2019 |
| Thrivent Investment Management Inc | Savannah | FL | 06/2017 | 06/2019 |
| Thrivent Financial | Appleton | WI | 06/2016 | 06/2019 |
| Td Ameritrade, Inc. | Omaha | NE | 06/2019 | 01/2021 |
| Charles Schwab & Co., Inc. | Bluffton | SC | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-21 |
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