Carmen Casale

Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 06/2025
  Citigroup Global Markets Inc.
  New York, NY
• 11/2025 → Present
  City National Securities, Inc.
  New York, NY
• 07/2025 → 10/2025
  Unemployed
  Wyckoff, NJ

Previous Registrations

• 2007-05-29 → 2025-06-27
  Citigroup Global Markets Inc.
  New York, NY
  Long Island City, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Fort Lee, NJ
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  Ridgewood, NJ
  New York, NY
  Fort Lee, NJ
  Ridgewood, NJ
  Fort Lee, NJ
  Paramus, NJ
  Paramus, NJ
  Wyckoff, NJ
• 2004-11-09 → 2007-05-29
  Citicorp Investment Services
  New York, NY
  New York, NY
• 2002-08-12 → 2002-12-02
  Morgan Stanley Dw Inc.
  New York, NY

Other Businesses

(1) Name of the other business: Beach House Rental Whether the business is investment-related: Non investment-related Address of the other business: 12 Shell Road, Mantoloking, NJ 08738 Nature of the other business: Rental property Your position: title, or relationship with the other business: Other Start date of your relationship: 12/19/2025 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: No involvement. My wife is the beach house rental owner who maintains the property, markets it to guests, manages bookings and pricing, coordinates cleaning and maintenance, ensures compliance with local regulations, and provides a positive guest experience before, during, and after each stay

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-15
• S63 Uniform Securities Agent State Law Examination
  1998-12-08