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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-12 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
30186 Haun Rd, Menifee, CA 92584 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bja Partners | San Diego | CA | 10/2015 | 08/2023 |
| Lpl Financial Llc | San Diego | CA | 03/2021 | 08/2023 |
| Lpl Financial Llc | San Diego | CA | 11/2017 | 09/2020 |
| Private Advisor Group, Llc | Morristown | NJ | 09/2021 | 08/2023 |
| Arthur J Gallagher Insurance | San Diego | CA | 08/2023 | 01/2024 |
| Lpl Financial Llc | San Diego | CA | 02/2024 | 06/2026 |
| Private Advisor Group, Llc | Morristown | NJ | 02/2024 | 06/2026 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 06/2026 | Present |
UNITED HEALTH CARE- ; INV RELATED;SAN DIEGO,CA; INSURANCE; TRAIL COMMISSIONS; START DATE: 03/01/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-15 |
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