David Arturo Llanos

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
FL	RA	APPROVED	2018-04-11

TX RA
APPROVED_RES

Since 2020-04-15
FL RA
APPROVED

Since 2018-04-11

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Miami	FL	12/2014	11/2016
Wells Fargo Clearing Services, Llc	Miami	FL	11/2016	03/2018
Morgan Stanley Smith Barney Llc	Miami	FL	03/2018	Present

12/2014 → 11/2016

Wells Fargo Advisors, Llc

Miami, FL
11/2016 → 03/2018

Wells Fargo Clearing Services, Llc

Miami, FL
03/2018 → Present

Morgan Stanley Smith Barney Llc

Miami, FL

Previous Registrations

2017-11-06 → 2018-04-03

Wells Fargo Clearing Services, Llc

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-19

S66 Uniform Combined State Law Examination

2017-10-19

Other Names

David Llanos

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

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