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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
20 North Wacker Drive Suite 3010, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris | Chicago | IL | 02/2008 | 12/2016 |
| Metlife Securities Inc | Downer Grove | IL | 02/2016 | 11/2016 |
| New York Life Insurance Co | Downers Grove | IL | 10/2016 | 06/2018 |
| Nylife Securities Llc | Downers Grove | IL | 01/2017 | 06/2018 |
| Pruco Securities, Llc. | Downers Grove | IL | 06/2018 | 11/2024 |
| Prudential Insurance Company Of America | Downers Grove | IL | 06/2018 | Present |
| Lpl Enterprise, Llc | Chicago | IL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-26 |
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