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Vivian Lee

J.P. Morgan Securities LLC

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-11
CA RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2022-07-11
  • CA RA
    APPROVED
    Since 2021-10-19

Branch Locations

1705 E. Capitol Expy, Ste. 30, San Jose, CA 95121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Jose CA 01/2016 10/2021
Jpmorgan Chase Bank San Jose CA 01/2016 10/2021
J.P. Morgan Securities Llc San Jose CA 10/2021 Present
Jpmorgan Chase Bank, N.A. San Jose CA 10/2021 Present
  • 01/2016 → 10/2021
    Jpmorgan Securities Llc
    San Jose, CA
  • 01/2016 → 10/2021
    Jpmorgan Chase Bank
    San Jose, CA
  • 10/2021 → Present
    J.P. Morgan Securities Llc
    San Jose, CA
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-15
S63 Uniform Securities Agent State Law Examination 2016-04-06
  • S66 Uniform Combined State Law Examination
    2021-09-15
  • S63 Uniform Securities Agent State Law Examination
    2016-04-06
Other Names
  • Hoa Hoang Thi Bui
  • Vivian Phuong Bui
  • Vivian Phuong Lee

View on SEC IAPD

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