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Kevin Matthew Smith

LPl Financial LLC

Dyersburg, TN

CRD 6610213

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-03
  • TN RA
    APPROVED
    Since 2026-02-03

Branch Locations

Dyersburg, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aqua Solutions Dyersburg TN 08/2016 07/2017
Capital Financial Group Brentwood TN 08/2017 01/2018
Jjb Hilliard Lyons Llc Dyersburg TN 01/2018 10/2019
Robert W Baird & Co Dyersburg TN 10/2019 10/2021
Edward Jones St Louis MO 10/2021 01/2026
Lpl Financial Dyersburg TN 02/2026 Present
  • 08/2016 → 07/2017
    Aqua Solutions
    Dyersburg, TN
  • 08/2017 → 01/2018
    Capital Financial Group
    Brentwood, TN
  • 01/2018 → 10/2019
    Jjb Hilliard Lyons Llc
    Dyersburg, TN
  • 10/2019 → 10/2021
    Robert W Baird & Co
    Dyersburg, TN
  • 10/2021 → 01/2026
    Edward Jones
    St Louis, MO
  • 02/2026 → Present
    Lpl Financial
    Dyersburg, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2021-04-30
Other Names
  • Matt Smith

View on SEC IAPD

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