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1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Lp | Orange | CA | 10/2017 | 04/2022 |
| Crown Capital Securities | Chico | CA | 08/2017 | 04/2022 |
| Unemployed | Chico | CA | 05/2017 | 08/2017 |
| Norcal Financial | Chico | CA | 02/2016 | 05/2017 |
| Lpl Financial Llc | Chico | CA | 05/2022 | Present |
| Wealthcare Advisory Partners Llc | Chico | CA | 05/2022 | Present |
1)05/04/2022 - FocalPoint Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2022 2)4/11/2023 - Wealthcare Advisory Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/11/2022 - 60 Hours Per Month/50 Hours During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-30 |
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