Erich Alexander Kelley

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 06/2019
  Hystersisters, Inc.
  Denton, TX
• 02/2016 → 06/2019
  Edward Jones
  St Louis, MO
• 07/2019 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2019 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2016-09-09 → 2019-06-06
  Edward Jones
  The Woodlands, TX
  The Woodlands, TX
  St Louis, MO
  Conroe, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 07/2019, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) ERICH KELLEY, 271 MISTY DAWN DR THE WOODLANDS TX, SELLING TRADING CARDS, 01/2020, NIR, OWNER, 30 HR/WK 1 HR/TRADING 3) STERLING WEALTH ADVISORS, 2202 TIMBERLOCH PLACE STE 100 THE WOODLANDS TX, 09/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/YR 0 HR/TRADING 4) FINANCIAL EDUCATION, 271 MISTY DAWN DRIVE CONROE TX, 09/2024, OWNER, BUDGETING SERVICE, NIR, 20 HR/MO 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2016-07-28