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Maria H Caston

Morgan Stanley

Houston, TX

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-17
  • TX RA
    APPROVED
    Since 2023-11-17

Branch Locations

Houston, TX • United States

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Memphis TN 02/2016 12/2019
Raymond James Financial Services Memphis TN 01/2020 03/2020
Raymond James Financial Services Spring TX 03/2020 11/2023
Raymond James Financial Services Advisors, Inc Spring TX 11/2022 11/2023
Morgan Stanley Houston TX 11/2023 Present
  • 02/2016 → 12/2019
    Raymond James
    Memphis, TN
  • 01/2020 → 03/2020
    Raymond James Financial Services
    Memphis, TN
  • 03/2020 → 11/2023
    Raymond James Financial Services
    Spring, TX
  • 11/2022 → 11/2023
    Raymond James Financial Services Advisors, Inc
    Spring, TX
  • 11/2023 → Present
    Morgan Stanley
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2019-02-11
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2019-02-11
Other Names
  • Maria Swindell

View on SEC IAPD

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