Maria H Caston

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 12/2019
  Raymond James
  Memphis, TN
• 01/2020 → 03/2020
  Raymond James Financial Services
  Memphis, TN
• 03/2020 → 11/2023
  Raymond James Financial Services
  Spring, TX
• 11/2022 → 11/2023
  Raymond James Financial Services Advisors, Inc
  Spring, TX
• 11/2023 → Present
  Morgan Stanley
  Houston, TX

Previous Registrations

• 2022-11-30 → 2023-11-20
  Raymond James Financial Services Advisors, Inc
  St Petersburg, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-09-26
• S63 Uniform Securities Agent State Law Examination
  2019-02-11

Other Names

• Maria Swindell