Rachel Alexandra Roche

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2024
  Td Ameritrade
  Westlake, TX
• 10/2022 → Present
  Charles Schwab & Co.
  Westlake, TX
• 11/2023 → Present
  Charles Schwab Bank
  Westlake, TX

Previous Registrations

• 2023-07-19 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Westlake, TX
  Austin, TX
• 2022-02-15 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
  Westlake, TX
  Omaha, NE
  Austin, TX
  Austin, TX
  Westlake, TX
  Westlake, TX
  Austin, TX

Other Businesses

Name of Outside Business:ALS Association; Investment Related:No; Address of Outside Business:Austin, Texas; Nature of Outside Business:Non-profit group; Position:Volunteer; Start Date:2/2/2009; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Fundraise and work Max's Ride for ALS

Exams

• S66 Uniform Combined State Law Examination
  2022-02-14
• S63 Uniform Securities Agent State Law Examination
  2016-09-13

Other Names

• Rachel Alexandra Yerges