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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-03-17
OK RA APPROVED 2019-02-15
TX RA APPROVED 2018-03-16
TN RA APPROVED 2018-02-21
  • DC RA
    APPROVED
    Since 2021-03-17
  • OK RA
    APPROVED
    Since 2019-02-15
  • TX RA
    APPROVED
    Since 2018-03-16
  • TN RA
    APPROVED
    Since 2018-02-21

Branch Locations

Kingston Springs, TN • United States

4900 Centennial Blvd Suite 204, Nashville, TN 37209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Nashville TN 02/2016 Present
Thrivent Financial Appleton WI 06/2016 Present
Other Businesses

THE GRANT JAMES FOUNDATION POSITION: Board Member NATURE: This organization serves to bring awareness and hopefully eventually funding for families struggling with conceiving, adopting and or the loss of a child INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2022 ADDRESS: 268 Ivy Bend Circle, Clarksville TN 37043, United States DESCRIPTION: working towards putting together by laws and securing the 501c3 status. Once established I will work in part of the vetting process for families to be eligible for help from the organization BELLEVUE CHURCH OF CHRIST POSITION: Deacon NATURE: church- studying and worshiping, building community and relationships. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 7401 HWY 70 S, NASHVILLE TN 37221, United States DESCRIPTION: Macy and I will be overseeing our young professional's ministry.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-08
S63 Uniform Securities Agent State Law Examination 2016-04-07
  • S65 Uniform Investment Adviser Law Examination
    2018-01-08
  • S63 Uniform Securities Agent State Law Examination
    2016-04-07

View on SEC IAPD

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