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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-12-13 |
Branch Locations
4106 Hwy 93, Eau Claire, WI 54701 • United States
Chippewa Falls, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Eau Claire | WI | 05/2015 | 12/2021 |
| Lpl Financial, Llc | Eau Claire | WI | 12/2021 | Present |
| Bmo Harris Bank | Eau Claire | WI | 12/2021 | Present |
1. 08/18/2022 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 4/3/2023 - Hillside Spring Farm LLC - Not Investment Related - Home Based - Business Owner - Start Date - 02/11/2023 - 5 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-13 |
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