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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-30 |
| MA | RA | APPROVED | 2023-01-24 |
Branch Locations
Huntersville, NC • United States
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Camas | WA | 03/2015 | 05/2017 |
| Lpl Financial Llc | Fort Mill | SC | 05/2017 | 01/2023 |
| Commonwealth Financial Network | Waltham | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-14 |
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