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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-07-09 |
Branch Locations
275 Wyman Street, Ste. 400, Waltham, MA 02451 • UNITED STATES
Brighton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Boston | MA | 12/2016 | 05/2018 |
| Gerald Donovan | Boston | MA | 06/2016 | 05/2018 |
| Christopher Brennan | Boston | MA | 06/2016 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2017 | 05/2018 |
| Commonwealth Financial Network | Waltham | MA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-15 |
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