Joseph Wesley Kefauver

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Comprehensive Financial Planning Group, Llc
  Frederick, MD
• 07/2016 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 07/2016 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Frederick, MD
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Frederick, MD
• 01/2024 → Present
  Osaic Wealth, Inc.
  Middletown, MD

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Frederick, MD
  Hagerstown, MD
  Middletown, MD
• 2016-09-07 → 2019-03-01
  Questar Asset Management, Inc.
  Frederick, MD
  Minneapolis, MN

Other Businesses

1. MITCHELLTREE BROS. LOGGING POSITION: Land Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2018 ADDRESS: 8485 Mercer St., Pulaski PA 16143, United States DESCRIPTION: Land Owner-receiving passive income from one time logging contract. 2. COMPREHENSSIVE FINANCIAL PLANNING GROUP, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/29/2016 ADDRESS: 1413 Pennsylvania Ave., Hagerstown MD 21742, United States DESCRIPTION: Selling Fixed Insurance, Long Term Care, Disability Insurance 3. CYTEK BIOSCIENCES, INC. POSITION: Independent Contractor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 20 START DATE: 11/20/2020 ADDRESS: 4520 East West Highway, Suite 615, Bethesda MD 20814, United States DESCRIPTION: Independent Contractor/Consultant for Field Service Operations and Management for Cytek Biosciences, Inc. on a time and material basis. Providing guidance for increasing scale of flow cytometry field service that includes best practices for service processes, CRM documentation, data reporting and hiring/management practices. 4. KEFAUVER ENTERPRISES, LLC POSITION: Owner NATURE: This is an LLC INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 10 START DATE: 03/24/2017 ADDRESS: 9196 Baltimore National Pike, Middletown MD 21769, United States DESCRIPTION: This LLC is used to deposit commissions earned from my financial and insurance business(DBA Main Street Financial) after they have first been deposited to my personal account. This LLC is also utilized to deposit earnings from my biotechnology consulting business. (OBA Cytek Biosciences) 5. MAIN STREET FINANCIAL POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/22/2023 ADDRESS: 9196 Baltimore National Pike, Middletown MD 21769, United States DESCRIPTION: Selling Fixed Insurance, Long Term Care, Disability Insurance 6. MAIN STREET MIDDLETOWN POSITION: Board Member NATURE: Corporation, 501c(3) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2025 ADDRESS: 19 West Main Street, Middletown MD 21769, United States DESCRIPTION: Know and approve all polices and programs and oversee their implementation. Make decisions on organizational issues and board matters. Interpret the organization's work and values to the community, represent the organization and serve as a spokesperson when empowered by the board to do so. Keep up to date on the business of the organization and excuse myself from discussions, decisions and votes where I may have a conflict of interest

Exams

• S66 Uniform Combined State Law Examination
  2016-09-07