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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-21 |
| WA | RA | APPROVED | 2022-02-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Vancouver | WA | 02/2016 | 04/2018 |
| Thrivent Financial | Appleton | WI | 07/2016 | 04/2018 |
| Allstate Insurance Company | Vancouver | WA | 07/2018 | 07/2019 |
| Unemployed | Vancouver | WA | 05/2018 | 06/2018 |
| Penn Mutual Life Insurance Company | Horsham | PA | 07/2019 | 02/2022 |
| Hornor Townsend & Kent Llc | Horsham | PA | 09/2019 | 02/2022 |
| Fisher Investments | Camas | WA | 02/2022 | Present |
the name of the other business; EVERGREEN HABITAT FOR HUMANITY whether the business is investment-related; NO the address of the other business; VANCOUVER, WA the nature of the other business; NON PROFIT - AFFORDABLE HOUSING FOR LOW INCOME FAMILIES your position; BOARD MEMBER the start date of your relationship; 09/13/16 the approximate number of hours/month you devote to the other business; 1 - 5 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; VOTES ON STRATEGIC DECISIONS FOR THE LOCAL NON PROFIT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-18 |
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