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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oroville | CA | 01/2016 | 11/2017 |
| Raymond James Financial Services, Inc. | Oroville | CA | 01/2018 | 07/2019 |
| Raymond James Financial Services, Inc. | Oroville | CA | 11/2017 | 01/2018 |
| Raymond James Financial Services Advisors Inc. | Oroville | CA | 01/2018 | 07/2019 |
| Lpl Financial | Oroville | CA | 08/2019 | 07/2025 |
| Ameriprise Financial Services, Llc | Oroville | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-12 |
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