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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-14 |
| TX | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oroville | CA | 08/2014 | 07/2025 |
| Ameriprise Financial Services, Llc | Oroville | CA | 07/2025 | Present |
Real Estate Ownership; Single Family; 1909 Bird Street, , Oroville , CA, 95965; Not Investment-Related; 07/25/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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