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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| CA | RA | APPROVED | 2006-12-20 |
Branch Locations
1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Walnut Creek | CA | 11/2006 | Present |
| Charles Schwab Bank, Ssb | Walnut Creek | CA | 12/2006 | Present |
1) Five Bridges Foundation|Investment Related: No|p.o. box 194405, san francisco, CA, 94119-4405, USA|Nonprofit Charitable Organizations|Director|3/1/1997|Less than 20 hour/month - 0 during trading hours|501c3 corporation which makes charitable donations to other non profit organizations in the greater bay area. My duties involve review of grant applications, determination of awards, and various administrative and fiduciary duties. , 2) Five Bridges Foundation|Investment Related: No|P,O. Box 194405, San Francisco, CA, 94119, USA|Non Profit|President|5/1/1996|20-40 hour/month - 0 during trading hours|Administrative oversight and guidance of non profit organization.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-02 |
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