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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-01
  • NC RA
    APPROVED
    Since 2021-12-01

Branch Locations

4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carroll Financial Associates, Inc. Charlotte NC 09/2019 11/2021
Cetera Advisor Networks El Segundo CA 09/2019 11/2021
Wells Fargo Atlanta GA 06/2018 08/2019
North Carolina State University Raleigh NC 08/2014 06/2018
Arysta Lifescience Raleigh NC 04/2017 10/2017
Lpl Financial, Llc Charlotte NC 11/2021 06/2025
Wealth Enhancement Advisory Services, Llc Charlotte NC 11/2021 Present
Wealth Enhancement Group Charlotte NC 12/2021 Present
Wealth Enhancement Brokerage Services Charlotte NC 12/2021 Present
  • 09/2019 → 11/2021
    Carroll Financial Associates, Inc.
    Charlotte, NC
  • 09/2019 → 11/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 06/2018 → 08/2019
    Wells Fargo
    Atlanta, GA
  • 08/2014 → 06/2018
    North Carolina State University
    Raleigh, NC
  • 04/2017 → 10/2017
    Arysta Lifescience
    Raleigh, NC
  • 11/2021 → 06/2025
    Lpl Financial, Llc
    Charlotte, NC
  • 11/2021 → Present
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Group
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Brokerage Services
    Charlotte, NC
Previous Registrations
  • 2020-02-06 → 2021-12-06
    Carroll Financial Associates Inc
    Charlotte, NC
Other Businesses

Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-31
  • S66 Uniform Combined State Law Examination
    2020-01-31
Designations
Other Names
  • Chris Dillon
  • Christopher Watson Dillon

View on SEC IAPD

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