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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-01 |
Branch Locations
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Financial Associates, Inc. | Charlotte | NC | 09/2019 | 11/2021 |
| Cetera Advisor Networks | El Segundo | CA | 09/2019 | 11/2021 |
| Wells Fargo | Atlanta | GA | 06/2018 | 08/2019 |
| North Carolina State University | Raleigh | NC | 08/2014 | 06/2018 |
| Arysta Lifescience | Raleigh | NC | 04/2017 | 10/2017 |
| Lpl Financial, Llc | Charlotte | NC | 11/2021 | 06/2025 |
| Wealth Enhancement Advisory Services, Llc | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Group | Charlotte | NC | 12/2021 | Present |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 12/2021 | Present |
Wealth Enhancement Advisory Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
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