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Christopher Devin Finnegan

Fisher Investments

Plano, TX

Tampa, FL

CRD 6608293

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
TX RA APPROVED 2022-05-09
  • FL RA
    APPROVED
    Since 2022-05-19
  • TX RA
    APPROVED
    Since 2022-05-09

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr Martin Luther King Kr Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 01/2016 02/2021
Fisher Investments Tampa FL 05/2022 Present
Tlc Connection Homosassa FL 02/2021 04/2022
  • 01/2016 → 02/2021
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 05/2022 → Present
    Fisher Investments
    Tampa, FL
  • 02/2021 → 04/2022
    Tlc Connection
    Homosassa, FL
Previous Registrations
  • 2019-10-21 → 2021-02-22
    Fidelity Personal And Workplace Advisors
    The Villages, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
S63 Uniform Securities Agent State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2019-10-03
  • S63 Uniform Securities Agent State Law Examination
    2016-03-11

View on SEC IAPD

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