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Princess Roberts

J.P. Morgan Securities LLC

Addison, TX

Dallas, TX

CRD 6608135

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-05
  • TX RA
    APPROVED
    Since 2023-04-05

Branch Locations

14250 Marsh Lane, Addison, TX 75001 • United States

11770 Marsh Lane, Dallas, TX 75229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 07/2016 03/2023
Bank Of America, N.A. Dallas TX 07/2016 03/2023
J.P. Morgan Securities Llc Plano TX 04/2023 Present
Jpmorgan Chase Bank, N.A. Plano TX 04/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-18
  • S66 Uniform Combined State Law Examination
    2018-06-18
Other Names
  • Princess Roberts
  • Princess O Roberts

View on SEC IAPD

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