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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-11
  • CA RA
    APPROVED
    Since 2016-05-11

Branch Locations

San Francisco, CA • United States

275 Battery Street Suite 700, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa-Advisors, Llc New York NY 04/2016 06/2020
Equitable Advisors, Llc New York NY 04/2016 Present
Other Businesses

1. Author, self-publishing book. Writing, editing and self-publishing on financial planning for young couples. We intend to mostly just distribute to our centers of influence and current clients but may make book available for sale. Start Date: 8/1/2022, 2. Contributor, Forbes.com 499 Washington Boulevard Jersey City, NJ 07310 USA, publishing compliance-approved articles on the Forbes.com website, specific to financial planning topics that are covered in my book, such as budgeting, debt management, purchasing a home, retirement planning, and education planning. Start Date 05/30/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-06
  • S66 Uniform Combined State Law Examination
    2016-05-06

View on SEC IAPD

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