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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-27
PA RA APPROVED 2016-10-25
  • TX RA
    APPROVED
    Since 2016-10-27
  • PA RA
    APPROVED
    Since 2016-10-25

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Conshohocken PA 07/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-24
S63 Uniform Securities Agent State Law Examination 2016-03-10
  • S66 Uniform Combined State Law Examination
    2016-10-24
  • S63 Uniform Securities Agent State Law Examination
    2016-03-10
Other Names
  • Durrell Noel

View on SEC IAPD

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